Anlage 1 3. Derivate-Risikoberechnungs- und Meldeverordnung

Alte FassungIn Kraft seit 24.5.2008

Anlage 1

Anlage 1

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Name der Kapitalanlagegesellschaft Bankleitzahl

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Name des Kapitalanlagefonds ISIN

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Zusätzliche Anwendung des VaR-Approach: *) Ja: Nein:

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Relativer VaR: *) Absoluter VaR: *)

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Besonderen Anlagegrenzen laut

Fondsbestimmungen:

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Arten der Derivate *) Derivate *)

Derivate zur nicht zur

Absicherung Absicherung

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Underlying

gemäß § 20 Abs. 2

InvFG 2011 1993

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Long put

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Short put

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Long call

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Short call

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Long Future/

Forward

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Short Future/

Forward

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Equity Swap

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Credit Default

Swap

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Long CFD

(Contract for

Difference)

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Short CFD

(Contract for

Difference)

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Arten der Derivate *) Derivate *)

Derivate zur nicht zur

Absicherung Absicherung

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Underlying

Index

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Long Put

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Short Put

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Long Call

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Short Call

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Long Future/

Forward

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Short Future/

Forward

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Long Call auf

Indexfuture

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Short Call auf

Indexfuture

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Long Put auf

Indexfuture

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Short Put auf

Indexfuture

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Indexswap

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Equity Index

Swap

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Arten der Derivate *) Derivate *)

Derivate zur nicht zur

Absicherung Absicherung

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Underlying

Währungen (W)

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Long Put

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Short Put

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Long Call

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Short Call

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Long Future/

Forward

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Short Future/

Forward

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Währungsswap

(CCS)

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Swaption

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Kauf

Devisentermin-

geschäft

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Verkauf

Devisentermin-

geschäft

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Long Call auf

W-Future

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Short Call auf

W-Future

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Long Put auf

W-Future

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Short Put auf

W-Future

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Arten der Derivate *) Derivate *)

Derivate zur nicht zur

Absicherung Absicherung

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Underlying

Zinsen

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Long Future/

Forward

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Short Future/

Forward

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Long Call auf

Future

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Short Call auf

Future

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Long Put auf

Future

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Short Put auf

Future

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Kauf und Verkauf

von Swap Notes

(Future auf Swap)

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Kauf FRA

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Verkauf FRA

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Kauf Cap

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Verkauf Cap

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Kauf Floor

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Verkauf Floor

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Kauf Collar

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Verkauf Collar

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Receiver Swap

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Payer Swap

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Long Receiver

Swaption

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Short Receiver

Swaption

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Long Payer

Swaption

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Short Payer

Swaption

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*) Zutreffendes ankreuzen

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